Regulation and structuring across India and the GCC

Tokenization sits at the junction of securities law, fund regulation, virtual-asset rules and tax. We advise on all four, in the jurisdictions where our clients issue and where their investors sit.

Jurisdictions and frameworks

A summary of where tokenized instruments can be issued in our home markets. The right route depends on the instrument, the investor type and where marketing takes place. This is general information; the feasibility memo gives the advice.

JurisdictionRegulator and frameworkRelevant forWhat to expect
DIFC, DubaiDFSA; security tokens regulated as investments, with a specific regime for tokenized securities and crypto tokensFund units, real estate SPVs, debt instruments offered to professional clientsEstablished rulebook for security tokens; licensing for the intermediary or a recognized arrangement; strong custody expectations
ADGM, Abu DhabiFSRA; digital securities and virtual assets frameworksDigital securities issuance and trading venuesComparable to DIFC with its own venue and custody rules; active in commodities and carbon
Dubai (onshore)VARA for virtual assets; SCA for securitiesTokens that are virtual assets rather than securities; retail-facing platformsBoundary between VARA and SCA scope must be settled early; marketing rules apply
GIFT IFSC, IndiaIFSCA; fund management, capital markets and fintech frameworks with a sandbox for tokenizationFunds and instruments for non-resident and foreign-currency investors; India to GCC corridor structuresRegulator open to tokenization pilots; useful for offshore-style structures within India
India (domestic)SEBI for securities; RBI for payments and FEMA; IBBI for valuation; tax at 30% plus TDS on virtual digital assetsDomestic investors, listed and unlisted securities, receivables, InvITs and REITsTokenized securities sit largely within existing depository frameworks; virtual digital asset tax treatment is a material factor
Carbon (India)Bureau of Energy Efficiency and CERC under the Carbon Credit Trading SchemeObligated entities and offset project developersRegistry and trading rules being notified in phases; we track each notification

Choosing the issuer jurisdiction

For assets held in India and sold to international investors, the issuer SPV usually sits outside India. Our default recommendation and the alternatives:

OptionWhen we recommend itWhat it gives youWatch
ADGM (default)First tranche, international investors, orphan SPV requiredDigital securities framework, licensed trustee holding the SPV on trust so no sponsor ownership, India-UAE treaty on distributions, QFZP tax position where the activity qualifiesOrphan structure must be genuine; substance and control tested for consolidation
GIFT IFSCSecond tranche, or where an Indian-regulated issuer is preferredForeign-currency issuance inside India, IFSCA sandbox, no treaty dependencyTokenization licensing category still being finalized by IFSCA; we track it and time the tranche accordingly
DIFCFund structures and professional-client offers where DFSA recognition matters to the investor baseEstablished security token rulebook and fund regimeCost and timeline higher than ADGM for a single-asset SPV
LuxembourgEuropean investor base or listingSecuritization vehicle regime, DLT-native issuance recognizedFallback only; cost and distance from the asset

Two cash pipes for Indian operating assets

Rupee revenue and foreign-currency revenue take different routes. Domestic revenue services an external commercial borrowing from the SPV to the operating company, filed through the AD bank with security registered in India. International revenue is contracted directly by the SPV as an export of services, with the operating company paid for capacity at arm's length. The AD bank's turnaround on the borrowing filing is the one step nobody can compress, so it starts first.

Withholding and treaty position

Distributions from India to a UAE SPV carry treaty withholding at 12.5% on interest, with the 5% financial-institution rate worth testing where the SPV qualifies. Lower-rate jurisdictions exist on paper and are difficult to defend in practice; we model the realistic rate, not the headline one. Currency is the structure's weak point: rupee revenue servicing a dollar instrument needs a hedge or a buffer, and the offer document says so.

What the structuring work covers

Instrument classification

Is the token a security, a unit in a collective investment scheme, a virtual asset, a commodity receipt or something else? The answer decides everything after it.

Entity and jurisdiction

SPV, fund, trust or company; where it is formed; who directs it; how it holds the asset; how it is taxed.

Licensing pathway

Own authorization, a licensed intermediary, a sandbox, or an exemption. Timeline, cost and conditions for each.

Offer documents

Prospectus, private placement memorandum or information memorandum, with the token-specific disclosures regulators now expect: custody, key loss, smart contract risk, forced transfer powers.

Investor eligibility and marketing

Who can be approached, where, and how. Encoded in the whitelist rules so the platform cannot breach the marketing restrictions.

Tax

UAE corporate tax and VAT, qualifying free zone status, India's virtual digital asset regime, withholding on cross-border distributions, and treaty positions between India and the UAE.

Ongoing compliance

Reporting calendar, AML program, valuation frequency, audit and regulatory returns, documented in a compliance manual the platform enforces.

Custody and client assets

Custody arrangement, segregation, insurance and the regulator's client asset rules. Often the hardest part of a license application.

Shariah review

For sukuk and Islamic fund structures, coordination with a Shariah board and structuring of profit distributions in place of interest.

Why engage a finance firm for this

Software vendors sell platforms and refer the legal work out. Law firms advise and refer the build out. Neither is accountable for whether the finished thing works as a financial product.

Kubermint is run by chartered accountants, valuers and lawyers who also write the software. The person who signs the valuation, the person who drafts the structure paper and the person who configures the token contract are on the same team. When something does not fit, we find out in week two, well before the licensing interview.

Credentials on the team

  • Chartered Accountants (ICAI) and a Company Secretary (ICSI)
  • IBBI-registered valuer for securities and financial assets
  • SEBI-registered investment adviser
  • Advocate, Bar Council of Delhi
  • Certified Information Systems Auditor and Certified Fraud Examiner
  • ACCA and Institute of Public Accountants membership
  • Independent director registration with the IICA

Get the regulatory route in writing

The feasibility memo covers classification, jurisdiction, licensing pathway, tax and timeline for your specific asset and investors.